---
description: Review of COMPLY Software: system overview, features, price and cost information. Get free demos and compare to similar programs.
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title: COMPLY | Reviews, Pricing & Demos - SoftwareAdvice AU
---

Breadcrumb: [Home](/) > [Compliance Software](/directory/4363/compliance/software) > [COMPLY](/software/261391/complysci)

# COMPLY

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> At ComplySci, we believe advanced compliance technology empowers compliance professionals to transform their business. More than 7,000 customers, including some of the world’s largest financial institutions, rely on ComplySci’s scalable and sophisticated platform to stay ahead of risk and unlock the strategic potential of their compliance data. Our family of firms includes ComplySci, NRS, a ComplySci Company, and illumis, a ComplySci company, and RIA in a Box. Together, we offer a full suite of governance, risk, and compliance (GRC) consulting, technology, managed services, analytics, and outsourcing solutions for the financial services industry. Our regulatory technology solutions help compliance organizations identify, monitor, manage, and report on risk and conflicts of interest, including personal trading, gifts and entertainment, political contributions, outside business affiliations, and other code of ethics violations. 

Learn more at complysci.com.
> 
> Verdict: Rated **4.8/5** by 24 users. Top-rated for **Likelihood to recommend**.

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## Quick Stats & Ratings

| Metric | Rating | Detail |
| **Overall** | **4.8/5** | 24 Reviews |
| Ease of Use | 4.3/5 | Based on overall reviews |
| Customer Support | 4.8/5 | Based on overall reviews |
| Value for Money | 4.4/5 | Based on overall reviews |
| Features | 4.4/5 | Based on overall reviews |
| Recommendation percentage | 90% | (9/10 Likelihood to recommend) |

## About the vendor

- **Company**: COMPLY
- **Founded**: 2007

## Commercial Context

- **Starting Price**: USD 3,000.00
- **Pricing model**: Flat Rate
- **Target Audience**: 11–50, 51–200, 201–500, 501–1,000, 1,001–5,000, 5,001–10,000, 10,000+
- **Deployment & Platforms**: Cloud, SaaS, Web-based, Mac (Desktop), Windows (Desktop), Android (Mobile), iPhone (Mobile), iPad (Mobile)
- **Supported Languages**: English
- **Available Countries**: Canada, United Kingdom, United States

## Features

- Archiving & Retention
- Audit Management
- Audit Trail
- Compliance Management
- Compliance Tracking
- Governance
- ISO Compliance
- Monitoring
- Risk Management
- Version Control

## Category

- [Compliance Software](https://www.softwareadvice.com.au/directory/4363/compliance/software)

## Related Categories

- [Compliance Software](https://www.softwareadvice.com.au/directory/4363/compliance/software)
- [Financial Risk Management Software](https://www.softwareadvice.com.au/directory/4165/financial-risk-management/software)
- [Governance, Risk and Compliance (GRC)](https://www.softwareadvice.com.au/directory/3843/grc/software)
- [KYC Software](https://www.softwareadvice.com.au/directory/4611/kyc/software)
- [AML Software](https://www.softwareadvice.com.au/directory/4335/aml/software)

## Alternatives

1. [ManageEngine Network Configuration Manager](https://www.softwareadvice.com.au/software/435150/manageengine-network-configuration-manager) — 4.5/5 (281 reviews)
2. [Scrut Automation](https://www.softwareadvice.com.au/software/514978/Scrut) — 4.9/5 (138 reviews)
3. [Connecteam](https://www.softwareadvice.com.au/software/109560/connecteam) — 4.6/5 (5059 reviews)
4. [MasterControl Quality Excellence](https://www.softwareadvice.com.au/software/142000/mastercontrol) — 4.5/5 (526 reviews)
5. [Account Ability](https://www.softwareadvice.com.au/software/64873/account-ability) — 4.9/5 (219 reviews)

## Reviews

### "I love ComplySci\!" — 5.0/5

> **Alona** | *11 November 2024* | Financial Services | Recommendation rating: 10.0/10
> 
> **Pros**: I love the functionality and quick and thorough customer support.
> 
> **Cons**: Perhaps the difficulty in getting multiple feeds set up with multiple brokers.
> 
> Fantastic. I have been working with ComplySci for years, typically facilitating the organization of the system for broker-dealers as an outsourced consultant and think it's a great product that automates a lot of the administrative compliance tasks.

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### "A very intuitive, user friendly way to keep track of compliance issues." — 5.0/5

> **Angela** | *25 July 2024* | Financial Services | Recommendation rating: 7.0/10
> 
> **Pros**: Calendar and documentation of compliance reviews.
> 
> **Cons**: A little pricey, and sometimes communicating with support staff is not as efficient as I would like.
> 
> It's been an enjoyable process working with ComplySci.  It keeps me on track with my compliance needs.

-----

### "Review" — 2.0/5

> **Pauline** | *6 January 2022* | Financial Services | Recommendation rating: 1.0/10
> 
> **Pros**: It is a place to automatically keep certifications and compliance records.
> 
> **Cons**: It is very difficult to use with little training available.  Most brokers do not feed into the system.  Confusion when to use Data Records and when to use Reports to extract the required data.
> 
> Poor to Fair

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### "ComplySci support" — 5.0/5

> **Donald** | *5 November 2024* | Financial Services | Recommendation rating: 10.0/10
> 
> **Pros**: The team has always provided exceptional advice and service to my firm.  Questions are addressed directly, efficiently and always to my satisfaction.
> 
> **Cons**: Overall this is the finest service I have utilized.  At times some of the compliance work does not apply to my firm but that is quickly overcome.
> 
> We have utilized the services of ComplySci for over 13 years now.  all the representatives are knowledgable, professional and take ownership of any and all issues.

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### "Do Not Try to do this on your own\!" — 5.0/5

> **Jayme** | *19 November 2024* | Financial Services | Recommendation rating: 10.0/10
> 
> **Pros**: ComplySci is the "complete package". I couldn't have done this on my own.
> 
> **Cons**: No complaints. I never felt pressured on missing a date or document, but helpful reminders.
> 
> Excellent. A great value for an independent RIA.

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## Links

- [View on SoftwareAdvice](https://www.softwareadvice.com.au/software/261391/complysci)

## This page is available in the following languages

| Locale | URL |
| en | <https://www.softwareadvice.com/compliance/complysci-profile/> |
| en-AU | <https://www.softwareadvice.com.au/software/261391/complysci> |
| en-GB | <https://www.softwareadvice.co.uk/software/261391/complysci> |
| en-IE | <https://www.softwareadvice.ie/software/261391/complysci> |
| en-NZ | <https://www.softwareadvice.co.nz/software/261391/complysci> |

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